The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
As more and more first-time investors turn to the markets to help secure their futures, pay for homes, and send children to college, our investor protection mission is more compelling than ever.
As our nation's securities exchanges mature into global for-profit competitors, there is even greater need for sound market regulation.
And the common interest of all Americans in a growing economy that produces jobs, improves our standard of living, and protects the value of our savings means that all of the SEC's actions must be taken with an eye toward promoting the capital formation that is necessary to sustain economic growth.
The Federal Deposit Insurance Corporation (FDIC) is an independent agency created by the Congress that maintains the stability and public confidence in the nation's financial system by insuring deposits, examining and supervising financial institutions, and managing receiverships.
For policies and disclaimers visit: http://fdic.gov/about/policies/
L'Autorité des marchés financiers (AMF) veille à la protection de l'épargne, à l'information des investisseurs et au bon fonctionnement des marchés financiers. Trading sur le Forex, conseiller en investissement financier, produits atypiques, épargne salariale, etc. font partie du champ de compétence de l’AMF. Retrouvez ainsi sur notre chaine "Autorité des marchés financiers", nos campagnes d'information et de pédagogie mais aussi les vidéos de nos colloques et manifestations.
Channel Keywords
AMF
Autorité des marchés financiers; protection de l'épargne
O Mercado de Valores Mobiliários – também chamado Mercado de Capitais – é o ambiente de negócios onde os empreendedores financiam os seus projectos e onde os investidores procuram rentabilizar o seu dinheiro – sejam poupanças das famílias ou excedentes de tesouraria das empresas.
The Financial Consumer Agency of Canada (FCAC) ensures federally regulated financial entities comply with consumer protection measures, promotes financial education and raises consumers’ awareness of their rights and responsibilities.
The U.S. Senate Committee on Banking, Housing, and Urban Affairs, chaired by U.S. Senator Sherrod Brown from Ohio, manages legislation that affects the lives of many Americans. These areas include banking, insurance, financial markets, securities, housing, urban development and mass transit, international trade and finance, and economic policy. Tune in live to our hearings and see past hearings on this channel.
FINRA is the Financial Industry Regulatory Authority. We're an independent regulatory organization empowered by the federal government to ensure that America's 90 million investors are protected.
It's our job to ensure that brokers and securities firms play by the rules. We do this by conducting routine examinations of registered brokers and securities firms—and investigating brokers and securities firms against whom complaints have been made. If we find that brokers have violated the rules, we can fine, suspend or even bar them from the industry. Last year, we returned more than $1 billion to harmed investors.
Another key part of our mission is to educate investors. An informed investor is a safer and more confident investor—and we're committed to keeping investors up to date on potential investment scams and actions taken against dishonest brokers. Our Web site offers unbiased educational resources and tools to help investors evaluate investment products and professionals.
La Commissione Nazionale per le Società e la Borsa (Consob), istituita con la legge n. 216 del 7 giugno 1974, è un'autorità amministrativa indipendente, dotata di personalità giuridica e piena autonomia con la legge 281 del 1985, la cui attività è rivolta alla tutela degli investitori, all'efficienza, alla trasparenza e allo sviluppo del mercato mobiliare italiano.
L'attività della Consob ha come obiettivi la tutela degli investitori e l'efficienza, la trasparenza e lo sviluppo del mercato mobiliare.
Le sue funzioni si sono progressivamente sviluppate nel tempo in relazione sia all'esigenza di estendere l'ambito della tutela del risparmio che al progressivo evolversi del mercato finanziario e della legislazione in materia.
The European Securities and Markets Authority (ESMA) is an independent EU Authority that was established on 1 January 2011. ESMA’s mission is to enhance the protection of investors and promote stable and well-functioning financial markets in the European Union (EU).
As an independent institution, ESMA achieves this aim by building a single rule book for EU financial markets and ensuring its consistent application across the EU. ESMA contributes to the regulation of financial services firms with a pan-European reach, either through direct supervision or through the active co-ordination of national supervisory activity. ESMA works closely with the other European Supervisory Authorities responsible for banking (EBA), and insurance and occupational pensions (EIOPA), and the European Systemic Risk Board (ESRB).
L'Autorité des marchés financiers #AMF est l'organisme mandaté par le gouvernement du Québec pour encadrer les marchés financiers québécois et prêter assistance aux consommateurs de produits et services financiers.
Visionner nos différentes capsules d'information afin et d'en savoir un plus sur l'AMF et son rôle, et d'obtenir des conseils de nos experts.
Finansinspektionen (FI) är en statlig myndighet med uppgift att arbeta för ett stabilt finansiellt system som ger ett högt skydd för konsumenter och bidrar till en hållbar utveckling.
Die „FMA Finanzmarktaufsicht Österreich“ ist Österreichs Finanzmarktaufsichtsbehörde. Einerseits ist sie die zuständige Aufsichtsbehörde für die Beaufsichtigung von Kreditinstituten, Versicherungsunternehmen, Pensionskassen, betrieblichen Vorsorgekassen, Wertpapierfirmen und -dienstleistern, Investmentfonds, Finanzkonglomeraten und Börsenunternehmen. Andererseits überwacht die FMA auch die Einhaltung der gesetzlichen Vorschriften, die Fairness und Transparenz beim Handel mit börsennotierten Wertpapieren; die angemessene Darstellung der mit der Anlage verbundenen Chancen und Risiken; die Einhaltung der Grundsätze der guten Governance und der ordnungsgemäßen Beratung eingehalten werden; das Verbieten und die Sanktionierung vom unerlaubten Anbieten und Erbringen von Finanzdienstleistungen; sowie die Überwachung dass alle Finanzinstitutionen über die notwendigen Systeme verfügen, um vorbeugend gegen die Geldwäscherei und Terrorismusfinanzierung vorgehen zu können.